搜索结果: 1-15 共查到“经济学 Securities”相关记录33条 . 查询时间(0.053 秒)
香港证券及期货事务监察委员（The Securities and Futures Commission，SFC)
香港证券及期货事务监察委员 The Securities and Futures Commission SFC
2017/2/27
The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets.We derive our investigative, remedial and disciplinar...
Report on the Securities and Futures Commission’s 2015 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2005 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s (SFC) 2015 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Ex...
Comparing American and European Regulation of Over-the- Counter Derivative Securities
Centralized Clearing Dodd-Frank EMIR OTC Derivatives Regulation
2016/1/27
This paper describes the major issues in the clearing of over-the-counter (OTC) derivatives and the current regulative initiatives aimed at removing the market opaqueness. The core of the paper is the...
重庆理工大学经济与贸易学院国际金融英文课件Chapter5 Interest Yields Interest-Rate Risk and Derivative Securities
重庆理工大学经济与贸易学院 国际金融 英文 课件 Chapter5 Interest Yields Interest-Rate Risk and Derivative Securities
2015/10/13
重庆理工大学经济与贸易学院国际金融英文课件Chapter5 Interest Yields Interest-Rate Risk and Derivative Securities。
Estimated Impact of the Federal Reserve’s Mortgage-Backed Securities Purchase Program
Purchase Program Mortgage-Backed
2015/8/3
The largest credit or liquidity program created by the
Federal Reserve during the financial crisis was the mortgagebacked
securities (MBS) purchase program. In this paper, we
examine the quantitati...
Private Information in an Auction‑Like Securities Market
Private Information Auction Securities Market
2015/7/21
Private Information in an Auction‑Like Securities Market.
华中科技大学投资学课件Chapter3 How Securities Are Traded
华中科技大学 投资学 课件 Chapter3 How Securities Are Traded
2015/5/19
华中科技大学投资学课件Chapter3 How Securities Are Traded。
Disclose the Fair Value of Complex Securities
Value Financial Instruments Corporate Disclosure
2015/5/12
Disclose the Fair Value of Complex Securities.
Asia Securities Industry & Financial Markets Association（ASIFMA）
Asia Securities Industry & Financial Markets Association Financial Markets Financial Markets ASIFMA
2015/5/5
ASIFMA is an independent, regional trade association with over 80 member firms comprising a diverse range of leading financial institutions from both the buy and sell side, including banks, asset mana...
Securities Industry and Financial Markets Association（SIFMA）
Securities Industry and Financial Markets Association Financial Markets Securities Industry SIFMA
2015/5/5
SIFMA is the voice of the nation’s securities industry, bringing together the shared interests of hundreds of broker-dealers, banks and asset managers. We advocate for effective and resilient capital ...
Accountability of Independent Directors—Evidence from Firms Subject to Securities Litigation
Debt Securities Lawsuits and Litigation Legal Liability
2015/4/28
We examine which independent directors are held accountable when investors sue firms for financial and disclosure related fraud. Investors can name independent directors as defendants in lawsuits, and...
Securities Litigation Risk for Foreign Companies Listed in the U.S.
Litigation Risk Cross Listing Bonding 10b-5 Securities Litigation U.S.Listing Class Action Risk and Uncertainty
2015/4/27
We study securities litigation risk faced by foreign firms listed on U.S. exchanges. We take into account not only the propensity for foreign firms to commit violations of U.S. securities laws but als...
Report on the Securities and Futures Commission’s 2014 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2014 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s (SFC) 2014 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
Report on the Securities and Futures Commission’s 2013 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2013 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2013 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
Report on the Securities and Futures Commission’s 2012 annual review of the Exchange’s performance in its regulation of listing matters
Report on the Securities and Futures Commission 2012 annual review Exchange’s performance regulation of listing matters
2017/2/24
This report summarises the key findings and recommendations of the Securities and Futures Commission’s 2012 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...