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Financial Numeracy, Net Worth, and Financial Management Skills: Client Characteristics That Differ Based on Financial Risk Tolerance
financial risk tolerance Financial Numeracy Financial Management Skills
2011/8/20
Financial advisors commonly observe important differences among current and prospective clients in terms of financial numeracy, net worth, and financial management skills. This study shows that these ...
PCAOB Inspections: Auditor Violations and Client Characteristics
Auditing Sarbanes-Oxley PCAOB inspection reports client characteristics
2010/10/18
The Sarbanes-Oxley Act (SOX) was passed in 2002 to apply new controls over financial
reporting for publicly traded companies in the United States. SOX established the Public
Company Accounting Overs...