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The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets.We derive our investigative, remedial and disciplinar...
This report summarises the key findings and recommendations of the Securities and Futures Commissions (SFC) 2015 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Ex...
This report summarises the key findings and recommendations of the Securities and Futures Commissions (SFC) 2014 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2013 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2012 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2011 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2010 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (th...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2009 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Ex...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2008 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2007 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the key findings and recommendations of the Securities and Futures Commissions 2006 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (the “Exc...
This report summarises the Securities and Futures Commissions 2005 annual review regarding the performance of The Stock Exchange of Hong Kong Limited (Exchange) in its regulation of listing-related m...

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